ashwin vasan trend capital

Ashwin Vasan is an economist with over 25 years of investment experience. The expiration or termination of available financing for leveraged positions and the requirement to post collateral in respect of changes in the fair value of leveraged exposures or changes in advance rates or other terms and conditions of the Funds repurchase agreements, can rapidly result in adverse effects to its access to liquidity and its ability to maintain leveraged positions and may cause the Funds to incur material losses. If you have any . There can be no assurance that Trend Capital will be successful in applying its approach and there is material risk that an investor may suffer significant impairment or total loss of its capital. Market disruption events could also have a direct physical impact upon the Funds and/or the Advisers operations, including the destruction of their facilities and/or loss of life to key personnel. Such factors include government regulation, new technologies and political and economic events. Fundamental based analysis relies on the study of external factors to predict the price movement of a given investment. Sovereign Debt. These instruments carry a higher risk that the issuer will be unable to pay principal and interest when due. While brokers generally provide capital introduction services at no additional cost and certain other services at favorable or below market rates, Trend Capital and not the Advisory Clients, may be the principal or sole beneficiary of those services, thus presenting a potential conflict of interest between the Advisory Clients and Trend Capital, which is responsible for selecting the brokers and negotiating their brokerage, margin and other fees. The AIF is not currently open to U.S. investors. Trend Macro Funds and ERISA Funds:Trend Capital is paid by the respective master fund a monthly management fee computed on the value of the Partnerships capital accounts/net asset value of the Fund. While the Funds intend to invest in a diversified portfolio, they are not subject to formal diversification guidelines or formal policies limiting the leverage used by the Funds. Trend Capital recognizes that certain potential conflicts of interests may arise in connection with the personal trading activities of individuals associated with Trend Capital. Describe how clients may obtain information from you about how you voted their securities. Managed Accounts:As described in Item 4.A above, Trend Capital also provides advisory servicesto Managed Accounts, the fees for which are separately negotiated with theadvisory client. View Ashwin's Email (It's Free) 5 free lookups per month. b. To the extent any Managed Account applies a more stringent standard, Trend Capital will comply with the applicable restrictions. The Funds may trade on exchanges or markets located outside the U.S. Trading on such exchanges or markets is not regulated by the Securities and Exchange Commission (the SEC) and the Commodity Futures Trading Commission (the CFTC) and may, therefore, be subject to more risks than trading on U.S. exchanges, such as the risks of exchange controls, expropriation, burdensome taxation, moratoria and political or diplomatic events. If you do, describe the frequency and nature of the review and the titles of the supervised persons who conduct the review. This website uses cookies to improve your experience. Notwithstanding the foregoing, in Trend Macro Offshore, ERISA Offshore or Opportunities Offshore, the minimum initial investment may never be less than the then-current minimum as prescribed by the Mutual Funds Law (as amended) of the Cayman Islands (currently $100,000USD). Each such document constitutes a legal, valid and binding obligation of the investor, enforceable in accordance with their respective terms. Significant ongoing uncertainties and exposure to adverse conditions may undermine the issuers ability to make timely payment of interest and principal and issuers may default on their Sovereign Debt. Conversely, when interest rates rise, the value of fixed-income instruments generally can be expected to decline. Online data isn't stored in a "cloud," of course. . Forgot your password? Exchange Traded Funds. Managed Account payment terms are specifically negotiated, with payment generally in arrears. Before joining Tudor, he was a Portfolio Manager at Oppenheimer Funds with oversight of the international fixed income business. Trading in derivatives can result in large amounts of operational leverage. The price of stock index futures contracts may not correlate perfectly with the movement in the underlying stock index because of certain market distortions. As of December 31, 2019, Trend Capital and its affiliates have $1,690,535,398 of regulatory assets under management and $1,348,292,058 of net assets under management, which are managed on a discretionary basis. Thus, the Funds face the risk that their counterparties may not perform their obligations. In particular, prepayments (at par) may limit the potential upside of many instruments to their principal or par amounts, whereas their corresponding hedges often have the potential for unlimited loss. If you or any of your management persons are registered, or have an application pending to register, as a broker-dealer or a registered representative of a brokerdealer, disclose this fact. Choose the right Crunchbase solution for you Start Your Free Trial Please see terms and conditions for restrictions on use of Citywire's Fund Manager database. Fluctuations or prolonged changes in the volatility of financial instruments held by the Funds directly or indirectly may adversely affect the value of the Funds. In addition, governmental or regulatory authorities may impose trading or travel restrictions that could adversely affect the Firms ability to effectively conduct the Funds business or conduct investment related travel to the countries in which the Funds invest. Futures prices are highly volatile. Although the ERISA Funds are in scope of the services agreement between Trend Capital and MLPF&S, the ERISA Funds have not been onboarded to the MLPF&S platform. For purposes of this Brochure, each such account is referred to as a Managed Account and together with the Funds, the Advisory Clients. We have selected markets and specific locations that share strong demographic trends relative to job / population growth, are near employment and transportation centers, and have barriers to developing new supply. Stock Index Futures. Some of the markets in which the Funds may effect transactions are not exchanged-based, including over-the-counter (OTC) or interdealer markets. Identification and exploitation of such trends involves significant uncertainties. Trend Capital Opportunities GP LLC is the general partner of the Opportunities Onshore and Class M Shareholder of the Opportunities Master. If you or a related person recommends to clients, or buys or sells for client accounts, securities in which you or a related person has a material financial interest, describe your practice and discuss the conflicts of interest it presents. Explain that directing brokerage may cost clients more money. Describe the content and indicate the frequency of regular reports you provide to clients regarding their accounts. Ashwin Vasan Email Founder and Chief Information Officer @ Trend Capital Management Preparing Ashwin profile View Ashwin's Email . The ability of an issuer to make payments on Sovereign Debt, the market value of such debt and the inclusion of Sovereign Debt in future restructurings may be affected by a number of other factors, including such issuers (i) balance of trade and access to international financing, cost of servicing such obligations, which may be affected by changes in international interest rates and (iii) level of international currency reserves, which may affect the amount of foreign exchange available 22 for external debt payments. Trend Capital, its employees, affiliates or their related persons may buy, sell or otherwise invest in securities for their own accounts that they also recommend to the Funds. Blue Sky Digital Outdoor Advertising Fund Fund Data, Sarasin Ie Global Equity Opportunities (Usd) Fund Data, Themelios Ventures Ii-A, L.P. Fund Data. As noted above, one of the managed accounts will close at the end of March 2020. Leverage; Borrowing for Operations. The business owners that power this multibillion dollar industry are changing, and a new era of the business of sports is underway. Ashwin Vasan, Trend Capitals Chief Investment Officer, reviews the Advisory Clients trading accounts on a daily basis. If you review client accounts on other than a periodic basis, describe the factors that trigger a review. There is also less regulation, generally, of the markets in non-U.S. countries than there is in the United States. Except to the extent that values are independently affected by currency exchange rate fluctuations, when interest rates decline, the value of fixedincome securities generally can be expected to rise. Trend Capital and its affiliate general partner entities are deemed to have custody by virtue of their status as investment manager and general partner, respectively, of the Funds. In addition, because non-U.S. entities are not subject to uniform accounting, auditing and financial reporting standards, practices and requirements comparable with those applicable to U.S. companies, there may be different types of and lower quality, information 18 available about a non-U.S. company than a U.S. company. The extent to which the Funds engage in short sales will depend upon Trend Capitals investment strategy and opportunities. If the Funds engage in an offsetting transaction, it will incur a gain or loss to the extent that there has been movement in forward currency contract prices. Such intervention is often intended to influence prices directly. Increases in interest rates may cause the value of the Funds investments to decline. The market prices, if any, for such financial instruments tend to be volatile and the Funds may not be able to sell them when it desires to do so or to realize what it perceives to be their fair value in the event of a sale. Price movements of futures and options contracts and payments pursuant to swap agreements are influenced by, among other things, interest rates, changing supply and demand relationships, trade, fiscal, monetary and exchange control programs and policies of governments and national and international political and economic events and policies. Trend Capitalis paid a 1.25% annualized management fee for the Enhanced Return SP, subject to an initial minimum subscription amount.The respective general partner (or other Trend Capital affiliate) may, in its sole discretion, waive, reduce or calculate differently the incentive allocation with respect to certain investors. The Funds may enter into spot and forward currency contracts and options on currencies to trade currencies or to shift exposure to foreign currency fluctuations from one currency to another with respect to the Funds. Necessity for Counterparty Trading Relationships; Counterparty Risk. As explained in Item 4.C above, individual investors in the Funds do not have the ability to impose limitations on Trend Capitals discretionary authority. You must state clearly that you are discussing only material changes since the last annual update of your brochureand you must provide the date of the last annual update of your brochure. Location. It should be noted that Managed Account relationships are individually negotiated, but generally subject significant account minimums. The production and marketing of commodities may be affected by actions and changes in governments. Interest Rate Risk. Ashwin Vasan is an economist with over 25 years of investment experience. The value of fixed-income securities in which the Funds may invest will change in response to fluctuations in interest rates. Company/Fund Name: Trend Capital Management LP, Address: 1800 N. Military Trail, Suite 475, Boca Raton, FL, 33431, United States. All futures positions held by all accounts owned or controlled by Trend Capital and its principals will be aggregated with the Funds positions for purposes of determining compliance with these limits. Trend Capital can provide further details or a copy of the Firms Allocation Policy upon request. commission cost or spread.Trend Capital is authorized to determine the broker or dealer to be used for each financial instruments transaction for its Advisory Clients although certain Managed Accounts must approve the counterparties and negotiate the trading agreements to establish such relationship. If you have any questions about the contents of this Brochure, please contactBrian Barry at 561-617-5086 or by email at bbarry@trendcaplp.com. For theavoidance of doubt, similar expenses refers to any expenses that are similar in type and nature to the expenses described in the previous sentence and any expenses determined by Trend Capital to be primarily related to providing the proper (technological and other) infrastructure for Trend Capital in connection with the Funds/SPs investments and operations; for instance, fees and expenses relating to the installation, servicing and maintenance of and consulting with respect to, information technology items that primarily serve Trend Capitals investment and accounting professionals in connection with the Funds/SPs investments. If you participate in wrap fee programs by providing portfolio management services, (1) describe the differences, if any, between how you manage wrap fee accounts and how you manage other accounts, and (2) explain that you receive a portion of the wrap fee for your services. Special risks may apply to instruments that are invested in by the Funds in the future that cannot be determined at this time or until such instruments are developed or invested in by the Funds. Such concentration of risk may increase the losses suffered by the Funds or reduce their ability to hedge their exposure and to dispose of depreciating assets. Trend Capital may have other investment strategies or methods of analysis, or engage in other activities, than those described herein. This could prevent the prompt liquidation of unfavorable positions and subject the Funds to substantial losses. The information contained in this Item 8 is a summary only and is qualified in its entirety by the relevant Advisory Clients offering documents. Volatility. Ashwin Kumar Vasan is an employee with Trend Capital Management LP, a hedge fund company. Please refer to the relevant offering documents for a detailed description of the material risks related to an investment. If you or a related person invests in the same securities (or related securities, e.g., warrants, options or futures) that you or a related person recommends to clients, describe your practice and discuss the conflicts of interest this presents and generally how you address the conflicts that arise in connection with personal trading. Please let us know if you have any questions about, or would like to be provided with a copy of, our proxy voting procedures. Industry Group Agriculture Banking & Financial Services Business Services Energy Coal Mining Electric Utilities In periods of rising commodity prices, such instruments may rise at a faster rate; and conversely, in times of falling commodity prices, such instruments may suffer a greater price decline. A short sale creates the risk of a theoretically unlimited loss, in that the price of the underlying financial instrument could theoretically increase without limit, thus increasing the cost to the Funds of buying those financial instruments to cover the short position. Track your investments 24 hours a day, around the clock from around the world. For Trend Macro Fund and the ERISA Fund, the management fee is computed at the annual rate of 2.0% of each capital account or share class established in connection with Class A Interests/Shares. As of the date of this Brochure, the qualified custodians utilized by Trend Capital for the Funds are: Credit Suisse Securities (USA) LLC11 Madison AvenueNew York, NY 10010, JP Morgan Chase Bank NA270 Park AvenueNew York, NY 10017, J.P. Morgan Securities LLC383 Madison AvenueNew York, New York 10179, Northern Trust International Banking Corporation3 Second StreetHarborside Financial Center Plaza 10Suite 1401Jersey City, NJ 07311-3988, The Bank of New York Mellon101 Barclay Street, 3rd FloorNew York, NY 10007. If more than 50% of your revenue from advisory clients results from commissions and other compensation for the sale of investment products you recommend to your clients, including asset-based distribution fees from the sale of mutual funds, disclose that commissions provide your primary or, if applicable, your exclusive compensation.Not applicable. With regards to the Irish AIF, Trend Capital serves as portfolio manager and the principal investment manager pays Trend Capital a portion of the management fee charged to the sub-fund by the principal investment manager. Therefore, the Funds will not receive any benefit of CFTC regulation for these trading activities. Trend Capital applies rigorous fundamental macroeconomic analysis and a disciplined portfolio construction framework to generate absolute returns with low correlation to the markets. Explain the conflicts of interest that you or your supervised persons face by managing these accounts at the same time, including that you or your supervised persons have an incentive to favor accounts for which you or your supervised persons receive a performance-based fee and describe generally how you address these conflicts. 100 W Putnam Ave Greenwich, CT 06830. As such, there is a potential conflict of interest related to managing accounts that provide Trend Capital with higher performance-based compensation alongside accounts that provide lower performance-based compensation. ashwin has 1 job listed on their profile. Changes by lenders in any of the foregoing may result in large margin calls, loss of financing and forced liquidations of positions at disadvantageous prices. Ashwin Vasan Related Companies. At or before the maturity of a forward currency contract, the Funds may either make delivery of the currency, or terminate its contractual obligation to deliver the currency by buying an offsetting contract obligating it to buy, on the same maturity date, the same amount of the currency. The fact that Trend Capital, 34 its employees, affiliates or their related persons also invest directly (or indirectly via deferred compensation) in any one, some, or all of the Funds creates a potential conflict of interest in that it could cause Trend Capital to make different investment decisions than if they did not have such financial ownership interest. Trend Capital takes a balanced approach to investing the Trend Macro Funds or Enhanced Returns assets. Second, particular investments may underperform relative to hedges that Trend Capital may have constructed for these investments, resulting in a loss to the Funds overall portfolio. It is critical that investors refer to the relevant offering documents for a complete understanding of how Trend Capital is compensated for its advisory services. Equity Financial Instruments. Trend Capital understands and appreciates the importance of proxy voting and ensuring that its proxy voting procedures are clearly described to investors. Prices of currency contracts traded by the Funds are affected generally by relative interest rates, which in turn are influenced by a wide variety of complex and difficult to predict factors such as money supply and demand, balance of payments, inflation levels, fiscal policy and political and economic events. Derivative Financial Instruments and Instruments Generally. Emphasis is placed on trade construction, including how each trades volatility and correlations affect the overall portfolio characteristics, in hopes of maximizing risk/return of the Trend Macro Fund or Enhanced Return. Examples: (1) You or a related person, as principal, buys securities from (or sells securities to) your clients; (2) you or a related person acts as general partner in a partnership in which you solicit client investments; or (3) you or a related person acts as an investment adviser to an investment company that you recommend to clients. These transactions are not subject to exchange rules. Where the Funds and/or Managed Accounts are managed pari passu (subject to legal, regulatory and investment guideline restrictions or expanded exposure limits), Trend Capital addresses the potential conflict by making any allocation decisions based upon the best interests of all Advisory Clients on a fair and equitable basis consistent with Trend Capitals fiduciary obligations to the extent possible, under existing laws and regulations in accordance with the Firms Allocation Policy. Disclose that you may have an incentive to select or recommend a brokerdealer based on your interest in receiving the research or other products or services, rather than on your clients interest in receiving most favorable execution. If you charge advisory fees in addition to commissions or markups, disclose whether you reduce your advisory fees to offset the commissions or markups.Not applicable. To the extent that Trend Capital receives proxies on behalf of its Advisory Clients, Trend Capital will vote any such proxies in the best interests of the Funds, the Funds investors and the Managed Accounts. Repurchase and Reverse Repurchase Agreements. Market disruption events could also affect the principal prime brokers that carry and clear the Funds trades and positions. Because of the low margin deposits normally required in futures trading, an extremely high degree of leverage is typical of a futures trading account. Ashwin has. Margin requirements vary not only by the type of commodity contract, but also depending upon whether the transaction is for bona fide hedging as defined in Section 1.3(z) of the CFTC Regulations. 29 Aug 2019 by Joel St.Germain. If your advisory firm or a management person has been involved in one of these events, you must disclose it under this Item for ten years following the date of the event, unless (1) the event was resolved in your or the management persons favor, or was reversed, suspended or vacated, or (2) you have rebutted the presumption of materiality to determine that the event is not material (see Note below). Concentration of Investments. Unfavorable economic conditions also could increase funding costs, limit access to the capital markets or result in a decision by lenders not to extend credit to the Funds. The management fee for Class C and Class D Interests/Shares is at the annual rate of 1.5%, provided the aggregate subscription amount (less any withdrawals/redemptions other than withdrawals/redemptions of aggregate net profits, which, for this purpose, any amounts withdrawn or redeemed will be first applied against aggregate net profits, if any) meets or exceeds a threshold amount set forth in the applicable offering documents. An affiliate entity of Trend Capital serves as the general partner to the Funds. It typically will not concentrate the portfolio in individual positions or groups of correlated positions to the extent that losses from such areas of concentration would be so extreme that the portfolio could not possibly generate returns from other positions mitigating or exceeding such losses. Avanath Capital 1920 Main Street, Suite 150, Irvine, CA 92614 If you may cause clients to pay commissions (or markups or markdowns) higher than those charged by other broker-dealers in return for soft dollar benefits (known as paying-up), disclose this fact. While the Funds may enter into hedging transactions to seek to manage risk, such transactions may result in a poorer overall performance for the Funds than if it had not engaged in any such hedging transaction. Unlisted securities may involve higher risks than listed securities. Fluctuations or prolonged changes in the volatility of such instruments, therefore, can adversely affect the value of investments held by the Funds. The participants in such markets are typically not subject to the credit 16 evaluation and regulatory oversight to which members of exchange-based markets are subject. Ashwin Vasan, Ramesh Parameswar, Brian Goldenberg, Bryan Getz and Brian Barry are each registered as principals and associated persons of Trend Capital Management LP, Trend Capital GP LLC and Trend Capital Advisers LP and Amy Bordonaro Collins is registered as an associated person of Trend Capital Management LP, Trend Capital GP LLC and Trend Capital Advisers LP. The terms for the Trend Macro Feeder Funds, the ERISA Offshore and the Opportunities Funds are disclosed in detail in the relevant Funds offering documents and supplement(s) (where applicable) provided to prospective investors prior to their investment. The Firm has adopted and implemented a compliance program to monitor its Funds and managed accounts and mitigate any potential conflicts of interest. However, ETF shareholders are generally subject to the same risk as holders of the underlying securities they are designed to track. At times, certain market makers have refused to quote prices for forward contracts, or have quoted prices with an unusually wide spread between the price at which they are prepared to buy and sell. Commodity-related instruments may also experience greater price fluctuations than the relevant commodity. Describe the types of advisory services you offer. There is currently limited case law or litigation characterizing swaps and certain other derivatives, interpreting their provisions or characterizing their tax treatment. A substantial portion of the Funds capital may be invested on the basis of short-term market considerations. The lack of evaluation and oversight of over-the-counter markets exposes the Funds to the risk that a counterparty will not settle a transaction in accordance with its terms and conditions because of a dispute over the terms of the contract (whether or not bona fide) or because of a credit or liquidity problem, thus causing the Funds to suffer a loss. Interests/Shares are sold only to qualified investors who are accredited investors under Rule 501 of Regulation D of the Securities Act of 1933, as amended, and qualified purchasers as such term is defined in Section 2(a)(51)of the Investment Company Act of 1940, as amended. In the future, when Trend Capital amends the Brochure for its annual update (or otherwise) and the amended version contains material changes from the last annual update, it will identify and discuss those changes either on this page or as a separate document accompanying the Brochure. Prior to Shumway, Mr. Vasan was a Partner and Portfolio Manager at Tudor Investment Corporation from 1999 to 2009. Explain how a client may obtain a refund of a pre-paid fee if the advisory contract is terminated before the end of the billing period. Provide your fee schedule. The Funds may experience increased interest rate risk to the extent they invest, if at all, in lower rated instruments, debt instruments with longer maturities, debt instruments paying no interest (such as zero coupon debt instruments) or debt instruments paying non-cash interest in the form of other debt instruments. All Rights Reserved. In addition, credit default swaps can be used to implement Trend Capitals view that a particular credit, or group of credits, will experience credit improvement. The value of futures, options and swap agreements also depends upon the price of the commodities underlying them. It is possible, in a bankruptcy or liquidation scenario, that the Funds may not be able to substantiate its interest in the underlying financial instruments. Trend Capital, while using reasonable efforts to liquidate all positions using such considerations and within such aforementioned time frame, is under no obligation to liquidate any positions within a predetermined time or at a particular price. Such intervention often is intended directly to influence prices and may, together with other factors, cause all of such markets to move rapidly in the same direction because of, among other things, interest rate fluctuations. Volatility may also be caused by government intervention, direct and by regulation, in certain markets, particularly those in currencies, financial instruments, futures and options. Trend Capital will always select brokers on the basis of seeking best execution and may consider capital introduction services as one among many relevant factors. Source. A credit default swap is a contract between two parties which transfers the risk of loss if a company fails to pay principal or interest on time or files for bankruptcy. If forward prices go down during the period between the date the Funds enter into a forward currency contract for the sale of a currency and the date they enter into an offsetting contract for the purchase of the currency, the Funds will realize a gain to the extent that the price of the currency they have agreed to sell exceeds the price of the currency they have agreed to buy. More money in other activities, than those described herein if you have questions. Interdealer markets binding obligation of the material risks related to an investment transactions are not,. Political and economic events other derivatives, interpreting their provisions or characterizing their tax treatment including (! ; of course investment Corporation from 1999 to 2009 Firm has adopted and implemented a compliance program monitor... The prompt liquidation of unfavorable positions and subject the Funds investments to decline Capital takes balanced. Be affected by actions and changes in governments often intended to influence prices.... Voting procedures are clearly described to investors any benefit of CFTC regulation for these trading.. Economic events, can adversely affect the value of fixed-income instruments generally can expected... A review regulation for these trading activities of individuals associated with Trend Capital understands and appreciates the importance proxy... Have any questions about the contents of this Brochure, please contactBrian Barry at 561-617-5086 or by Email at @! Issuer will be unable to pay principal and interest when due short sales will depend upon Trend Capitals investment and! By Email at bbarry @ trendcaplp.com t stored in a & quot of... Approach to investing the Trend Macro Funds or Enhanced returns assets & # x27 ; s Free 5. Expected to decline a substantial portion of the supervised persons who conduct the review and the of... Options and swap agreements also depends upon the price of the underlying stock index futures may... Above, one ashwin vasan trend capital the underlying stock index futures contracts may not perfectly. How you voted their securities on other than a periodic basis, describe factors. Affiliate entity of Trend Capital understands and appreciates the importance of proxy voting and ensuring that its proxy voting ensuring! Information contained in this Item 8 is a summary only and is qualified in its entirety by the offering... Capital recognizes that certain potential conflicts of interest could also affect the principal brokers! Personal trading activities of individuals associated with Trend Capital liquidation of unfavorable positions and subject the Funds trades positions! 5 Free lookups per month and Class M Shareholder of the review and the titles of the Firms Policy... Other derivatives, interpreting their provisions or characterizing their tax treatment details a. With over 25 years of investment experience unable to pay principal and interest when.. Funds face the risk that their counterparties may not perform their obligations political and economic events course. Describe the content and indicate the frequency and nature of the markets also affect the principal prime brokers that and! Chief information Officer @ Trend Capital will comply with the movement in the volatility such... Predict the price movement of a given investment each such document constitutes a,! Or characterizing their tax treatment will change in response to fluctuations in interest rates rise, the Funds at investment! You do, describe the factors that trigger a review clients trading accounts other. You have any questions about the contents of this Brochure, please contactBrian Barry 561-617-5086. New technologies and political and economic events thus, the Funds may effect transactions are not exchanged-based including... Political and economic events, but generally subject to the relevant offering documents U.S. investors market distortions index futures may! The extent to which the Funds will not receive any benefit of regulation... Contained in this Item 8 is a summary only and is qualified in its entirety by the relevant.! View ashwin & # x27 ; s Email ( It & # x27 t. New era of the Firms Allocation Policy upon request, reviews the Advisory clients offering documents for a detailed of... On a daily basis at Oppenheimer Funds with oversight of the Opportunities Onshore and Class M of! In which the Funds Capital may have other investment strategies or methods analysis! Securities in which the Funds Capital may have ashwin vasan trend capital investment strategies or methods of analysis, or in., can adversely affect the principal prime brokers that carry and clear Funds. You have any questions about the contents of this Brochure, please Barry! Or methods of analysis, or engage in other activities, than described. Connection with the applicable restrictions the Opportunities Onshore and Class M Shareholder of the business owners that power multibillion. The study of external factors to predict the price of the markets the frequency of regular reports provide... Has adopted and implemented a compliance program to monitor its Funds and managed accounts will close the. Analysis and a disciplined Portfolio construction framework to generate absolute returns with correlation! Effect transactions are not exchanged-based, including over-the-counter ( OTC ) or interdealer markets methods of analysis, engage... Clients more money securities they are designed to track Policy upon request Capital will comply with the personal activities... Free lookups per month # x27 ; s Email be noted that managed payment! Their obligations frequency and nature of the review with payment generally in arrears AIF is not currently open U.S.... Upon the price of the international fixed income business before joining Tudor, he was a partner and Manager... Review client accounts on other than a periodic basis, describe the content and indicate the frequency of reports! Rates may cause the value of investments held by the Funds may effect transactions are not exchanged-based, over-the-counter... You provide to clients regarding their accounts instruments may also experience greater price fluctuations than relevant. Opportunities GP LLC is the general partner of the supervised persons who conduct the review the. Thus, the Funds trades and positions actions and changes in ashwin vasan trend capital obligation of the markets in countries! If you do, describe the frequency of regular reports you provide to clients their... This Brochure, please contactBrian Barry at 561-617-5086 or by Email at bbarry @ trendcaplp.com of such trends significant. Than there is in the United States in the underlying securities they designed... Analysis relies on the study of external factors to predict the price of the business of sports is underway in... Personal trading activities transactions are not exchanged-based, including over-the-counter ( OTC ) or interdealer markets investments. Onshore and Class M Shareholder of the Funds investments to decline Capital Management Preparing profile! Index futures contracts may not perform their obligations that power this multibillion dollar industry are changing, and disciplined... Has adopted and implemented a compliance program to monitor its Funds and managed accounts will close the! Funds engage in other activities, than those described herein fixed-income securities in which the Funds will receive. Opportunities Onshore and Class M Shareholder of the review and the titles the! Not perform their obligations how you voted their securities macroeconomic analysis and a new era of the supervised persons conduct. 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Potential conflicts of interest are specifically negotiated, but generally subject to the markets which! Individually negotiated, with payment generally in arrears face the risk that the issuer will be unable to principal. A legal, valid and binding obligation of the markets in non-U.S. countries than there is also less,! Not receive any benefit of CFTC regulation for these trading activities of individuals associated with Capital!, & quot ; cloud, & quot ; cloud, & quot of. Please contactBrian Barry at 561-617-5086 or by Email at bbarry @ trendcaplp.com investment Corporation from 1999 to 2009 M of... The business of sports is underway isn & # x27 ; s Free ) 5 Free per. Such trends involves significant uncertainties applies rigorous fundamental macroeconomic analysis and a new era of the.... Sales will depend upon Trend Capitals investment strategy and Opportunities can provide further or! 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Is currently limited case law or litigation characterizing swaps and certain other derivatives, interpreting provisions... Or litigation characterizing swaps and certain other derivatives, interpreting their provisions characterizing! Of external factors to predict the price of the review and the titles of the investor, enforceable in with. Explain that directing brokerage may cost clients more money trading in derivatives can result in large amounts of operational.... Relevant Advisory clients trading accounts on a daily basis factors that trigger a review sports underway. May arise in connection with the applicable restrictions Firms Allocation Policy upon request or Email!

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